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Employers

Regulatory and Compliance Manager

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Job ID:

39619

Job Type:

Temporary contract

Category:

Regulatory

Educations:

Bachelor Degree
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Posted:

2025-02-03

Location:

Job Views:

12

Salari:

GBP £500 - £700 a day
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Job Description:

Job information Regulatory and Compliance Manager from the Company JP Morgan Chase, this latest Regulatory and Compliance Manager job vacancy is located in the city Bournemouth located in the country United Kingdom . This latest job opening is open to job seekers who have the latest education / graduate Bachelor Degree . Job Vacancies in this Regulatory field have been opened and published up to the specified time.

Job Responsibility:

Regulatory and Compliance Manager - JP Morgan - Bournemouth - 6 months - Hybrid - PAYE

We are seeking an EMEA Securities Services Regulatory and Compliance Manager to join the Compliance team at JP Morgan in Bournemouth on an initial 6 months contract to oversee the EMEA Securities Services business, providing advice, oversight and challenge across a suite of dynamic and evolving products.

Job Summary

You will report to the EMEA Head of Securities Services Compliance and assist in the compliance coverage of the Securities Services businesses for the EMEA regional team.

Securities Services is comprised of a number of products and services which include global and direct custody, fund accounting, transfer agency, middle office, depositary services, foreign exchange, liquidity management, agency securities financing and depositary receipts.

Job responsibilities

  • Provision of advice on a wide range of regulatory and firm policy topics impacting the EMEA Securities Services business, including conflicts management, information barriers, data privacy and bank secrecy. The role will initially focus on the Fund Services business with scope to expand coverage once established in the role
  • Assistance with implementation of new regulatory initiatives impacting the relevant products
  • Review and complete the risk assessments for the relevant products
  • Review of new business initiatives and assessment of their regulatory impact on the relevant products
  • Assistance in the development and delivery of compliance training
  • Undertake compliance monitoring activities, including raising and communicating identified issues
  • Participate in management and governance meetings (where appropriate)
  • Work closely with the broader regional and global compliance team ensuring consistency across the teams with respect to the Securities Services compliance program and when issues are being addressed

Required qualifications, capabilities, and skills

  • Bachelor's Degree or equivalent
  • Have a solid understanding of the Securities Services businesses or similar businesses
  • Have relevant compliance, regulatory consulting, regulatory audit, regulatory risk, legal or controls experience
  • Superior analytical and interpretative skills. Demonstrated capability to learn quickly and manage multiple demands
  • Strong written and oral communication and ability to provide credible advice and challenge, and partnership-building/teamwork skills
  • Ability to identify potential issues and/or areas of improvement

Preferred qualifications, capabilities, and skills

  • Any experience working in custody and fund services or security services is highly desirable.
  • Any experience working in a functional role like controls, audit or regulations such as CASS, MIFID, USITS, SFTR, SRD2, CSDR, would be highly desireable.
  • Familiarity with new technologies including distributed ledger technology, digital assets, crypto etc.

*Please note that this role will be working on a hybrid model of 3 days minimum office based and up to 2 days wfh. When working from home, you'll require your own device*

Job Types: Full-time, Temporary contractContract length: 6 months

Pay: £500.00-£700.00 per day

Schedule:

  • Monday to Friday
  • No weekends

Ability to commute/relocate:

  • Bournemouth, BH7 7DA: reliably commute or plan to relocate before starting work (required)

Experience:

  • Compliance management: 5 years (required)

Work authorisation:

  • United Kingdom (required)

Work Location: Hybrid remote in Bournemouth, BH7 7DA

Reference ID: 300407/NJ

Keywords : Bournemouth jobs

Closed Date : 2025-03-06

Company Info

JP Morgan Chase

JP Morgan Chase, United Kingdom

Company Profile


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